KYC team associate
China Trust Commercial Bank
- Reviewed over 1000+ clients documents in the course of 2 months and performed customer due diligence function across to ensure the legitimacy of each account
- Ensure the verification process is in accordance with local regulatory and policies
- Managed legal risk and regulatory risk by verifying and identifying clients using Dow Jones risk and compliance system and in-house name checking system.
- Ensure clients are correctly classified as prescribed by Policy and Regulatory expectations.