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Work experience

Dec 2008Present

Compliance/Risk Management Consultant

SPYGIRL Enterprises
Jun 1997Oct 2001

Owner/State Administrator

HFK Investors, Inc. / Toney's Care Homes
Owned and managed three residential care facilities for elder residents. Collaborated with social service agencies to improve quality of staff and instituted staff training programs. Implemented broad changes in medical oversight, nutrition, and organized activities for clients. Tripled income of business in three years and ultimately sold the business at a substantial profit.
Jan 1990Jun 1999

Corporate Risk Manager

Franklin Templeton Group
Researched, developed, and implemented Corporate Risk Management Policy for global operations of 60 offices. Collaborated and directed implementation of Disaster Recovery Plan through IT Department, Legal and Managerial staff for all domestic operations. Presented to Board of Directors on annual basis for Bonding requirements, corporate liabilites and new regulatory requirements. Negotiated insurance contracts with international brokers to ensure competitive pricing and coverage. Researched international laws, political climate and business practices related to investment companies to be proactive in global operations management.




*Masters Thesis titled "Securities and Investment Representatives and Baby Boomers: The Need for Regulatory Pressure to Protect Elder Clients", 2008. Dissertation was recognized as 'proactive' in Economic Crime Management (ECM) and chosen as ECM Master's of Science program dissertation class required 'example', February 2009.


Insurance Institute of America


Syracuse University


Aug 2006Present




Jim Vogt

Shawn Henricks