Hasnat Rashid

Hasnat Rashid

Work History

Work History
Sep 2009 - Present

Financial Representative

TD Ameritrade

- Establish and maintain new accounts and execute trades for clients.

- Develop relationships with existing clients and build relationships with new clients.

- Educate clients as to the workings of the Stock market and answer questions and concerns.

- Produce Business Lead Referral appointments for TD Ameritrade Branch Office Consultants.

- Provide customer service for all aspects of account maintenance.
Aug 2011 - Present

New Accounts Specialist

1ST Global Capital Corp.

- Establish and maintain online access for new Financial Advisers and their clients.

- Place mutual fund trades for advisers and clients directly via Fund/SERV.

- Accurately create new accounts into 1st Global’s systems and maintain them.

- Review new account paperwork for missing or inaccurate information.

- Communicate with product sponsors, regarding escalations and problem resolution.
Oct 2003 - Sep 2009

Front Office Manager

Western International - Towne Place Suites by Marriott, Irving, TX

- Perform the daily operation and maintenance of the hotel and interact with guests. - Manage operations and employees on daily basis including A/P, A/R, and Payroll. - Provide aid to Upper-Management in achieving short term and long term objectives. - Implemented hotel policies, procedures, and the overall operation philosophy.

Dec 2007 - Dec 2008

Stockbroker Intern

Scottrade, Inc

- Exposure to the brokerage industry and company functions.

- Provide Stock Quotes, news, and reset account password for clients.

- Calculate Brokerage Commissions, and write receipts for stock certificates and checks.

- Fill out transmittals to different departments and overnight them to Headquarters.

Skills

Skills

A/P and A/R

ADP

Payroll Software.

Interest

Off roading, Fishing, Options Trading, Blogging, and playing cricket.

Summary

- Licensed and Registered Financial Professional with 3 years of experience and a clean U-4 record.

- Skilled at analyzing financial situations and develop strategic solutions for Clients.

- Consistently maintained 100 percent or better of established production goals every quarter.

- Additional expertise in Management, Accounting and Customer Service.

Education

Education

Bachelor of Business Administration

University of Texas

Certifications

Certifications

Texas Group 1

NAIC

Uniform Investment Adviser

NASAA
Oct 2009 - Present

General Securities Registered Representative

FINRA
Oct 2009 - Present

Uniform Securities Agent

FINRA