Pradeesh Kr

Work History

Work History
Jul 2013 - Present

Process Consultant, Wealth Management Operations

Designation: Process Consultant, Wealth Management Operations Responsible for placing Subscription and Redemption deals across all products including Bonds, Sukuks, FCNR, NRE Deposits, Mutual Funds, Banc-assurance, Structured Products, Exchange Traded Funds, Platform Products like SANLAM, SUNLIFE Scrutinize Credit/Leverage deal documents before trade submission Importing & opening internal investment and security valuation accounts for New to Bank(NTB) customers Executing Fund transfers to the providers and reconciling them on daily basis Setting up/maintaining payment related methods to ensure customer payments are collected in a frequent manner. Ex: Standing Instruction, Easy payment process, Manual debits Issuing Trade Confirmation for the settled deals Publishing Client Portfolio Statements on Quarterly basis Managing escalations and addressing queries from RM/Sales Support and liaising with Treasury, Front Office and Trade Booking desk for smooth execution of trades Responsible for training new joiners in the team Preparing weekly and monthly MI for the management on team productivity Involved in preparing Standard Operating Procedures(SOP) for the process deutsche-bank-logo
Jan 2011 - Jul 2013

Process Supervisor

Designation: Process Supervisor-Client On-Boarding Handled team of 6 tenured staffs Populating Client static details and information in Deutsche Bank(DB) systems Worked in close coordination with departments such as Quality Assurance, Client Adoption Group, Credit and Legal Team Perform research on prospective clients to Deutsche bank ranging from Listed, Regulated, Private companies, Trusts, Partnerships, Special Purpose Vehicles using DB approved tools like PCR(Preventive Crime Research) and Factiva Monitoring and publishing MIS and KPI(Key Performance Indicator) reports Regular updating of KOP(Key Operating Procedures) document for the team Being a part of weekly business prioritization calls Undertake training activities for the team/new joiners Drive the new projects assigned for the team
Mar 2008 - Jul 2013

Process Supervisor

Associated with Deutsche Bank Operations Private Limited, India(www.db.com), a leading German Investment bank between, in the capacity of Process Supervisor Employed with HCL Capital Markets Services(www.hcltech.com), an Indian technology services provider with a market capitalization of more than USD 15 Billion Professional Experience http://www.fgb.ae/en/images/header-logo.png
Mar 2008 - Dec 2010

Process Analyst-Equities

Designation: Process Analyst-) Trade confirmation/Pre-matching with internal/external brokers for unmatched trades on Value Date(VD) minus 1 Responsible to send settlement Inx to custodians and follow-up any unmatched Inx. Investigate and request inventory for re-alignment of stock from one depot to another and line/depot amendments whenever necessary to avoid client's box positions Appropriately arrange stocks from Lending & Borrow dept to avoid BUY-IN's/record date To agree with brokers/counterparts for partial settlements, pair-off/net-off trades and close trades with agreed difference amount settlement To send swift messages to custodians(MT103, MT202, MT540, MT541, MT542 and MT599) Making payments to internal broker's for difference money on paired/netted off trades Analysing the trend for various failed reasons and escalating to the Process Management Projects Undertaken: Roles/Responsibilities ยง Manage the entire project and provide exclusive support to the development team. Mapping the trade flow cycle. Documenting the issues and errors that is stopping the trade not feeding through the system/s automatically. Recommending the changes based on the trading standards and inputs from operations team. Co-ordinate with the Operations team users for results on the changes. Solution Replacement of De-listed/Expired ISINs to Active Market ISINs on VD-1

Education

Education
2004

M.Com

Bharathiar University
2004

M.Com

Bharathiar University
2002

B.Com

Bharathiar University
2002

B.Com

Bharathiar University