·Multiple Roles and Responsibilities Supporting LVTS Order Management System:
·Sit on Trading Desk supporting 2 Equity Traders, as Middle Office, as well as frontline user support for 35 Portfolio Managers, and 8 Fund Managers, all with multiple custom workflows, complex processes, and needs that are extremely time sensitive.
·Full understanding of the technical architecture and integration of the OMS across all components:custom data load from custody system via ETL tool, Oasys, files FTP’d to/from vendors and FIX electronic trades with Tradeweb Routing Network and NYFIX.
·Troubleshoot and resolve Mission Critical production issues to ensure OMS is up by the Market Open and during Market Hours.
·Work with senior managers from Trading and Portfolio Management to prioritize multiple issues in production and for development.
·System administration, audit, change management and maintenance to mitigate Financial, Operational, Compliance and Audit Risk.
·Wrote requirements for redesign of overnight data load from accounting system into LVTS that streamlined processes to ensure system availability by the Market Open.
·Writing requirements for LVTS Upgrade working with Traders, Portfolio Managers, vendors, developers and senior management to identify, gather, analyze and translate complex business and technical needs into Business Requirements.
·Built Equities Middle Office and defined the new role:
·Created workflows and procedures for operational tasks, best practices and broker audits for LVTS, Oasys, and ALERT improving Straight Through Processing and reducing Operational and Audit Risk.
·Wrote Gap Document for integration of workflows among LVTS, ALERT and Oasys.
·As Subject Matter Expert, wrote extensive OMS Knowledge Base.
·As System Administrator, initiated first Annual User Audit for OMS users' system access, roles, and trading abilities.
·Set up and tested new Electronic Trading connections with brokers via FIX 4.2 on both NYFIX and Tradeweb Routing Network.
·Reverse engineered and documented complex customization done by former contractors to fix crucial technical issues.
·Wrote detailed Test Scripts for failover from Production to Contingency OMS Servers and cutover back to Production servers.
·Self taught in SQL queries and updates to resolve problems in OMS database and stored procedures.
·Created Compliance Reports in Excel from database tables for SEC Audits.