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Work experience

2007May 2009

VP, Information Services (Associate Partner)

Wellington Management

Tapped by CIO to lead massive change agendam globalization, organizational restructuring and evolution in preparation for CIO transition.

  • Executed extensive change agenda with new CIO: implemented Plan-Build-Operate-Control structure, re-organized and reduced staff; Infrastructure Stability and Incident Management; Total Cost Management approach.
  • Head of I.T. for all International offices. Managed technology and I.T. staff on four continents.
  • Expanded vendor relationships, off-shoring, and hiring to meet business demand growth of 60% over 3-years.
  • Quarterbacked annual budget construction and approval. Executed comprehensive 40% budget reduction in 09.
  • Increased productivity, reduced costs, and improved planning and forecasting by establishing and directing a Program Management Office (PMO) and Vendor Management Office (VMO); outsourced VMO operations.
  • Improved skills and job satisfaction by creating a comprehensive Talent Management & Development program.
  • Expanded and led Information Security and IT Controls, BCP/DR, risk management, IS Procurement, IS Finance.

VP - Director, Globalization (concurrent role for 3 years)

Wellington Management

Advanced I.S. from an obstacle to an enabler of the firm's global expansion by managing a complex globalization program.

  • Launched evolutionary program to move globalization from an afterthought to forethought - branded "bake it in".
  • Designed organizational structure (centralized, regional, follow-the-sun), hired regional directors and built teams.
  • Head of I.T. for all non-US offices. Managed technology and I.T. staff on four continents.
  • Establish the first non-US Trading desk, in London, in collaboration with Head of Trading Systems.
  • Incorporated regional pricing feeds to enable data availability at local-market start-of-day.
  • Enhanced "mobility" and global-office user experience through Citrix, VPN, and application changes.
  • Achieved success in mission; at end of 2008, the firm's leaders called I.S. strategy "a leader and model for firm".

VP, Enterprise Systems (Associate Partner)

Wellington Management

Managed business-facing teams and software engineers, led large projects, directed technology for about half of the firm.

  • Improved client satisfaction and eliminated paper via Extranets with robust, user-configurable, web-based Transactions and Holdings "views", Client Cash Flow transactions, and improved research subscription tools.
  • Overhauled Client Extranets by delivering three major systems over three years, replacing original systems.
  • Improved client extranet experience globally through network acceleration, caching, and distributed web servers.
  • Reduced risk of Trading errors and improved workflow for opening/closing accounts by designing and delivering comprehensive Account Information Management (AIM) upstream to all tier-1, mission-critical systems.
  • Vice Chair of firm's Web Oversight Committee; drove firm's web and knowledge management strategy.
  • Automated business development and client management by delivering a CRM and an Extranet for prospects.
  • Expanded Insurance and Derivatives capabilities with new Data Marts and client reporting suites.
  • Streamlined Salary Management, Revenue Management, Incentive Compensation with new and expanded tools.
  • Automated Partner Elections, Partner & Associate performance reviews, and compensation management.
  • Expanded knowledge management for IS community by creating and delivering ISAdvisor web portal.
  • Improved time-to-market and engineering quality with by introducing Rapid/Agile Development and RUP. 

VP, Client Systems – (Associate Partner)

Wellington Management

Managed business-facing teams, managed large projects, directed technology for multiple large business groups.

  • Improved client satisfaction and eliminated paper via Extranet user-configurable "views" and A/V functionality.
  • Created conceptual architecture and designed workflow for Account Opening initiative. Worked closely with Portfolio Management and Trading to ensure strong integration, consistent Data Marts, and common components.
  • Partnered with Trading and Portfolio Management Systems Teams to deliver multiple initiatives to support new security types and new client structures. Played key role in initial Derivatives work and expansion of Insurance.
  • Improved Hedge Funds investor satisfaction with robust Hedge Fund extranet and improved data services.
  • Transformed Client Reporting via a comprehensive report management tool suite and a set of Data Marts.
  • Revolutionized publishing group workflow with auto-rendered presentations and work queue systems.
  • Consolidated user experiences and streamlined workflow through the creation of a home grown web-portal, browser-based reporting, enhanced Statistical Server and Data Marts.
  • Enabled work-from-home and improved Business Continuity by launching enterprise VPN/Citrix environment. 

VP, Investment Compliance and Legal Systems

Wellington Management
Managed business-facing teams, managed large projects, directed technology for Compliance and Legal.
  • Helped win business; Delivered a competitive advantage to firm by co-architecting, designing, and managing development of state-of-the-art Batch and Pre-Trade Compliance systems. Showcased it to clients and prospects.
  • Reduced Trading Errors by $Millions and saved money. Systems ($5M) used for 10 yrs; replacement cost > $20M.
  • ntroduced Java to firm; convinced CIO we should use Java for Compliance Initiative.
  • Broke new ground in collaboration with Performance Systems team in implementing the firm's first Data Marts.
  • Ensured regulatory obligations were met in delivering a Personal Trading system to check for Code of Ethics conflicts with client trades, and by implementing tools and reports for 13f and 13g filings and proxy voting. 

AVP, Corporate Systems

Wellington Management

Managed business-facing teams, managed large projects, directed technology for multiple Corporate groups.

  • Transformed Human Resources and Finance's systems and processes by selecting and implementing PeopleSoft.
  • Enabled Portfolio Managers to access Client's Investment Guidelines with the firm's first Compliance tool.
  • Coded firm-wide checks such as moratorium and insider trading directly into Trading system.Provided employees with access to 401k, pension, and loan information through the web.
  • Facilitated enterprise planning through delivery of an on-line annual line manager budget system.Initiated the firm's Intranet by delivering the firm's first web-based application, an employee Picture Book.
  • Improved reliability and accuracy of Revenue Accounting and Incentive Compensation.


MBA In Progress


Representative Skills
Team Leadership Client Relationships Program Management Engineering (Agile, Java, J2EE, .NET, Spring, Ajax, etc) PMO, RUP, SDLC Global Management Application Design & Architecture Alignment & Governance Transformation, BPR Cost takeout Organizational Strategy Talent Management, Mentoring Operational Efficiency Finance Planning, Budgeting, ERP Vendor Mgmt(VMO), Outsourcing, Offshoring Contracts, Procurement, Real Estate Security & Controls, Risk, Audit, Compliance Financial Services Investment Management Capital Markets


AAA Hockey Coach,  Travel Soccer Coach, Town Hockey Board, Golf, Music


IT leader with an outstanding track record delivering business-enabling technology solutions. Top 3 areas of expertise: * Business Alignment / Client Management* Project Delivery of large, complex systems and transformations* "Business of IS" (i.e. PMO, VMO, Planning, Governance, Security/Controls, Talent Mgmt, etc)Have excelled in business-facing (equiv to divisional CIO) and department leadership (VP of IT) roles. Exceptional client management, project management, and application delivery skills. Have led all aspects of IT and posess excellent global experience. Specific expertise in large development initiatives, and transformation and change management programs. Seeking next challenge:* VP of IT, Divisional Head, Programs, Delivery Roles* Financial Services, FinTech, Capital Markets, Insurance, etc* Management Consulting * Life Sciences, High-Tech, Retail, Legal, Education