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A driven financial professional whose focus is on achieving results; bringing expertise in professional trading practices and back-office operations. Known for exemplary client servicing, high level problem solving, and division team leadership.


- Fluent in Chinese Mandarin                              - Inspiring team leader

- Excellent communication skills                         - Excellent time management skills

- Superb client servicing and relationship builder

- Global knowledge of economic trends with China focus

- Consultative sales technique and business development


  • Recipient of PIMCO Certificate of Appreciation: recovered client receivables of unpaid mark-to-market margins variations valued at $18 million from counterparty, Lehman Brothers, during their 2008 bankruptcy.  

  • Recipient of PIMCO Award of Operational Excellence: facilitated the return of excess funds valued at $1.98 million held at counterparty, Goldman Sachs, paid back to client accounts.

Work experience




Irvine, CA

  • Provide on-site advisory and trading support for Client, The Capital Group - a preeminent U.S. investment manager with $1.147 trillion AUM.
  • Assess and examine current risk profile for Capital Group's Client accounts. Instrumental in designing and implementing various departmental projects and initiatives.
  • Automating communication of settlement instructions for over 1,000+ accounts to minimize settlement failure.
  • Manage trade processing, confirmation matching, and fails management for equities and foreign exchange positions.
  • Manage FX currency decisions, income repatriation, account prefunding and NPV calculations.for global equities trading

Senior Associate


Irvine, CA

  • Provided trade solutions for client-PIMCO, specializing in exchange-traded derivatives.
  • Implemented daily settlements of currencies, US/Foreign treasuries, and MBS with Counterparties.
  • Identified and resolved trade related issues in a timely manner and drove enhancements to achieve greater operational efficiencies while minimizing counterparty risk.

Senior Analyst


Irvine, CA

  • Provided competitive bids for wholesale loan acquisition in the secondary mortgage market.
  • Performed buy-side analysis of potential bulk purchases by pricing through the REMIC structure.
  • Analyzed delinquency, default, loss behaviors and prepayment risks of mortgage pools.
  • Performed pricing and structure analysis to determine profitability and desire ROE.
  • Generated management reports and approved funding requests for bulk loan purchases.

Trust Officer


Anaheim, CA

  • Promoted to Trust Officer to provide direct supervision to team of 6 Securities Analysts.
  • Provided Trustee oversight for investors of Real Estate Mortgage Investment Conduits (REMIC); developed and maintained relationships with clients, broker-dealers, rating agencies and the investment community.
  • Reconciled monthly P&I receivables with mortgage servicers; prepared statements, tax forms, SEC reporting, and oversaw distributions of funds to investors.
  • Coordinated, delegated, and implemented monthly activities and assignments within team.
  • Managed, coached, and evaluated team members for performance; formulated metrics used for performance measurement and wrote mid-year and annual reviews.




Pepperdine University

Malibu, CA


Bachelor of Science

California State Polytechnic University

Pomona, CA


Capital markets, securitizations, settlements, financial modeling, project management, staff supervision
MS Office + Excel (expert user), Lotus Notes, FailStation, Intex DealMaker, Wall Street Analytics, Argus