Summary

A driven financial professional whose focus is on achieving results; bringing expertise in professional trading practices and back-office operations. Known for exemplary client servicing, high level problem solving, and division team leadership.

Highlights

- Fluent in Chinese Mandarin                              - Inspiring team leader

- Excellent communication skills                         - Excellent time management skills

- Superb client servicing and relationship builder

- Global knowledge of economic trends with China focus

- Consultative sales technique and business development

Accomplishments

  • Recipient of PIMCO Certificate of Appreciation: recovered client receivables of unpaid mark-to-market margins variations valued at $18 million from counterparty, Lehman Brothers, during their 2008 bankruptcy.  

  • Recipient of PIMCO Award of Operational Excellence: facilitated the return of excess funds valued at $1.98 million held at counterparty, Goldman Sachs, paid back to client accounts.

Work History

Work History
2013 - 2015

Consultant

WINCORP SOLUTIONS

Irvine, CA

  • Provide on-site advisory and trading support for Client, The Capital Group - a preeminent U.S. investment manager with $1.147 trillion AUM.
  • Assess and examine current risk profile for Capital Group's Client accounts. Instrumental in designing and implementing various departmental projects and initiatives.
  • Automating communication of settlement instructions for over 1,000+ accounts to minimize settlement failure.
  • Manage trade processing, confirmation matching, and fails management for equities and foreign exchange positions.
  • Manage FX currency decisions, income repatriation, account prefunding and NPV calculations.for global equities trading
2008 - 2012

Senior Associate

STATE STREET CORP.

Irvine, CA

  • Provided trade solutions for client-PIMCO, specializing in exchange-traded derivatives.
  • Implemented daily settlements of currencies, US/Foreign treasuries, and MBS with Counterparties.
  • Identified and resolved trade related issues in a timely manner and drove enhancements to achieve greater operational efficiencies while minimizing counterparty risk.
2006 - 2007

Senior Analyst

IMPAC COMPANIES

Irvine, CA

  • Provided competitive bids for wholesale loan acquisition in the secondary mortgage market.
  • Performed buy-side analysis of potential bulk purchases by pricing through the REMIC structure.
  • Analyzed delinquency, default, loss behaviors and prepayment risks of mortgage pools.
  • Performed pricing and structure analysis to determine profitability and desire ROE.
  • Generated management reports and approved funding requests for bulk loan purchases.
2000 - 2005

Trust Officer

ABN AMRO

Anaheim, CA

  • Promoted to Trust Officer to provide direct supervision to team of 6 Securities Analysts.
  • Provided Trustee oversight for investors of Real Estate Mortgage Investment Conduits (REMIC); developed and maintained relationships with clients, broker-dealers, rating agencies and the investment community.
  • Reconciled monthly P&I receivables with mortgage servicers; prepared statements, tax forms, SEC reporting, and oversaw distributions of funds to investors.
  • Coordinated, delegated, and implemented monthly activities and assignments within team.
  • Managed, coached, and evaluated team members for performance; formulated metrics used for performance measurement and wrote mid-year and annual reviews.

Education

Education
2005

M.B.A.

Pepperdine University

Malibu, CA

1998

Bachelor of Science

California State Polytechnic University

Pomona, CA

Skills

Capital markets, securitizations, settlements, financial modeling, project management, staff supervision
MS Office + Excel (expert user), Lotus Notes, FailStation, Intex DealMaker, Wall Street Analytics, Argus