Jose Brazuna

Summary

15 years experience in Brazilian financial markets, mainly in the asset management, wealth management, financial planning and brokerage services. 

Custom

AWARDS AS A PORTFOLIO MANAGER

.EXAME Magazine: The best funds 2000.

Fundo Santos Derivativos FIF

31.40%

Five Stars

SAM Fix Institucional FIF

20.70%

Five Stars

Santos Hedge Mix FIF

20.40%

Five Stars

Santos Virtual FIF

20.14%

Five Stars

Santos Maxi Money DI FIF

18.60%

Four Stars

(*) period: dec/31/99 - jun/30/00.

.América Economia Magazine (Dow Jones agency): Awarded in 2000 and 2001.

2000

Fundo Santos Derivativo FIF

30.00%

Five Stars

SAM Fix Institucional FIF

20.49%

Four Stars

Santos Hedge MixFIF

24.51%

Four Stars

Santos Internet FAQ

22.87%

Four Stars

Santos Virtual FIF

20.14%

Four Stars

(*) period: jul/05/99 – jul/03/00.

2001

SAM Fix Institucional FIF

18.77%

Five Stars

Santos Virtual FIF

18.53%

Five Stars

Fundo Santos Derivativos FIF

24.95%

Four Stars

(*) period: jan/01/00 – dec/31/00.

.Gazeta Mercantil Newspaper – Ranking 2000: Awarded as one of the top 10 Best performances on Fixed Income and Multimarket funds.

LANGUAGES

Portuguese (native) and English

Work History

Work History
Dec 2003 - Dec 2008

Asset Management Sector General Manager

ANBID

-Coordinate all representative activities of Brazilian Asset Management market;

-Responsible for active lobby and negotiation with all regulators or government departments related to: Mutual Funds, Hedge Funds, Pension funds and Insurance products (including the local SEC, Finance Minister and Central Bank);

-Main regulatory advance under my coordination: Public hearings of CVM Instruction409 - the Regulatory framework of mutual funds and hedge funds in Brazil - Three years later, I coordinated a second round of negotiations, resulting in a new edition of the 409, authorizing the investment of mutual funds and hedge funds abroad;

-Representation of the local market in international forums: board member of IIFA – International Investment Funds Association (Australia-2007, Turkey-2006, USA-2005 and Brazil-2004) and Director of FIAFIN – Federacion Ibero-Americana de Fundos de Inversiones.

Sep 2002 - Dec 2003

Financial Planner

MONY Consulting / The Mony group

-Wealth Management, Financial Planning and Investment advisory to Private Banking clients.

Nov 1999 - Mar 2002

Portfolio Manager

Santos Asset Management

- Portfolio Manager of 30 Fixed Income and Multimarket funds (“Brazilian hedge funds”). Asset Under Management: US$ 300 million;

-Some portfolios under my management were awarded in 2000 and 2001.

Jun 1999 - Sep 1999

Broker

Quality CCTVM

-Brokerage services in one of the leading derivatives and futures broker house in Brazil, mainly in futures, swaps and derivatives market.

Feb 1996 - May 1999

Broker

Banco e Corretora Patente CCVM

-Brokerage services in one of the leading derivatives and futures broker house in Brazil, mainly in futures, swaps and derivatives market.

Feb 1996 - Nov 1996

Trainee

Banco e Corretora Patente CCVM

 -Middle office activities, controlling and compliance of mutual funds.

Aug 1995 - Jan 1996

Junior Analist

Fair CCV

 -Equity research.

Nov 1994 - Jan 1995

Internship

Atlantic Rating

 -Support to the bank research and rating team.

Aug 1993 - Oct 1994

Internship

Geral do Comercio CCVM

-Trading, Treasury department, back-office of mutual funds.

Education

Education
Jan 2006 - Jan 2008

master degree

IBMEC
Jan 2000 - Jan 2002

master degree

CEAG/FGV - Fundação Getúlio Vargas
Jan 1992 - Jun 1996

degree

EAESP/FGV - Fundação Getúlio Vargas

Certifications

Certifications
2002 - Present

Independent distribution of financial products Licensing

ANCOR
2002 - Present

Insurance and Pension products sales Licensing

FUNENSEG
1993 - Present

Equity trader

BOVESPA
2008 - Dec 2008

CFP® - Certified Financial Planner

IBCPF
2008 - Dec 2008

ANBID CPA-20 Licensing (similar to Series 7 Exam in USA)

ANBID

References

References

Marcelo Giufrida

I worked with Mr. Marcelo for many years, during his mandate as vice president and president of ANBID.

Luciane Ribeiro

Mrs. Luciane Ribeiro represented SANTANDER at ANBID for many years, being my superior in some important projects.