Program Manager Financial Instruments & Derivatives Regulatory Reforms
Main Role: As part of the wider Strategic Regulatory Initiatives Program and Capital Markets Reform, the Derivatives Regulatory Program includes
- Co-Ordinating the Derivatives Reform Program for OTCs and ETDs across Wealth Management International Locations including Dodd-Frank CFTC and SEC, ESMA EMIR, FinfraG, MiFID/MiFIR2, MAS, HKMA, AISC and other local regulations including the functions of Business, Operations, Legal, Compliance, Credit, Cross-Asset SMEs and all other functions impacted.
- Assessment of Single Sided and Dual Sided Reporting, Booking Models, Order Manager and Execution Flows, Client Analysis, Client Classifications, Counter-party Information, LEIs, Product Analysis & Operations Processes, Trade Blocking, Risk Mitigation, Timely Confirmations, Portfolio Reconciliations, Portfolio Compressions, Dispute Resolutions, Clearing
- Managing the functionality of Reporting - [Post-Trade] Trades, Positions, Valuations, Collaterals and Delegated Reporting with Shared Infrastructure across Wealth Management interacting the Investment Bank and other Service Providers for the in scope products for Realtime and T+1, T+2 timings etc
- External Trade Repositories (TR) include DTCC, Regis-TR, UNAVISTA; Approved Reporting Mechanisms (ARM) and Approved Publication Arrangements (APA)