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Work experience

Jan 2007Mar 2009

Senior Vice President

State Street Corporation

Responsible for strategic leadership and direction of a fund accounting and custody operations group consisting of 60 employees.Tasks include: oversight of custody operations for high risk and high volume funds, NAV delivery for a complex suite of investment types, staff recruitment and development, fund reporting and daily operational risk assessment.Conducted bi-weekly executive management meetings to address issues and ensure client satisfaction throughout the integration process.

Key Achievements:

ØDeveloped end-state model to support client’s integration to the State Street system platforms.

ØRe-engineered daily workflow for improved adherence to procedures and control to minimize risk.

ØSuccessfully participated in development of the retention strategy for legacy Investors Bank and Trust employees.

Jan 2006Jan 2007

Senior Director

Investors Bank & Trust

Directed the daily operations of the Reconciliation and Control Unit of 140+ employees in Boston (MA), Sacramento (CA) and Dublin, Ireland.Responsible for the reconcilement of all client assets, liability reporting to executive management, new business conversions, regulatory compliance and implementation of new technology to the bank’s platform. Conducted a comprehensive risk map and root cause analysis to resolve control gaps and enhance the efficiency of the bank’s control environment. Developed a highly skilled management team to achieve established objectives.

Key Achievements:

ØStrategically built Dublin operations team to support growth in AI/Hedge Fund space.

ØCreated and directed automated solutions to support all aspects of the firm’s client base including: mutual funds, institutional investors, hedge funds, middle office outsourcing and proprietary investments.

ØConducted weekly meetings with the CFO and President to review operational risks and key client conversions.

ØDocumented existing work flows and analyzed current controls against best practices.

Jan 1999Dec 2005

Director of Fund Accounting & Custody

Investors Bank & Trust

Responsible for directing all aspects of the daily operations of a Fund Accounting Unit of 30-50 employees in both Boston and Dublin, Ireland.These tasks include: NAV delivery, client relationship management, expense budgeting, staff development, strategic planning and to collaborate with internal systems partners to construct solutions for complex product offerings.Monitored internal and external exception reporting to minimize operational risk to the bank and client.Conducted weekly meetings with clients to address issues and ensure the delivery of unparalleled service.

Key Achievements:

ØBusiness lead on several key bank conversions including AEGON/Transamerica and NORGES Bank’s middle office outsourcing mandate.

ØDirected operational units in the Dublin, Ireland office while on a 2 year assignment.Responsible for training and fostering the management staff on the core disciplines of Investors Bank while servicing the PIMCO and Vega relationships among others.

ØGenerated 2.5 million in revenues by cross-selling other Investors Bank services including, FX, Cash Management, Security Lending, and Transition Services to AEGON/Transamerica.

ØConsistently achieved a “Strong” internal audit rating for units under direction.

May 1997Jan 1999

Account Manager

Investors Bank and Trust

Managed a staff of 10 professionals in the fund accounting unit serving various mutual fund clients.Accountable for timely and accurate cash reporting, trade settlement, NAV calculation and client reporting. Acted as primary client contact and internal liaison with other operational groups within Investors Bank.

Key Achievements:

ØParticipated in a business requirements gathering to enhance the Bank’s derivatives platform that was deployed enterprise wide.

ØIncreased productivity levels by reengineering work flow model within the team.


Jan 1991May 1993

BS in Business Administration

New England College


New Business Execution
Global Custody Operations
Fund Accounting


Senior Operating and Management Executive

Results driven operations leader with a broad range of expertise in the Global Custody and Fund Accounting industry providing strategic solutions and ensuring operational quality and controls in the United States and Europe.Demonstrated success in building client relationships, organizational development and evaluating departmental effectiveness while mitigating operational risk. Core competencies include:

·Strategic Planning

·New Business Execution

·Risk Assessment

·Internal Controls

·Organizational Development

·Global Custody Operations

·Fund Accounting

·Efficiency Improvements



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