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Summary

Experience in developing Accounting and Operational procedures for business areas. Strong analytical and process enhancement vision, leading to improved controls. Experience in regulatory implementation and business unit monitoring.

Work experience

2009Present

Brokerage Operations

Ameriprise Financial Services, Inc

Brokerage Operations at Ameriprise Financial Services, Inc

20042008

Sr Operations Analyst

Ameriprise Financial Services, Inc.

Experience in developing Accounting and Operational procedures for business areas.  Conduct financial and procedural analysis leading to improved controls. Experience in regulatory implementation and business unit monitoring.

20012004

Auditor

Ameriprise Financial Services, Inc.

Document business unit processes and risks, which lead to control testing.Convey results to Management and Sr Leaders to add value to the business unit.

20002001

Team Leader

Ameriprise Financial Services, Inc.

Monitor team performance to ensure corporate service standards are achieved with effective results.

Review production reports and provide feedback to ensure work results are optimal.

19952000

Investment Accountant

Ameriprise Financial Services, Inc.

Fund accounting to compute daily NAVs, including fund and class level expense accruals, interest income, dividend accruals and distribution payments.

Control accounting for corporate actions and cost allocations.

Education

Jan 1994Dec 2001

Masters

University of St Thomas
Apr 1985Jun 1989

Bachelors

University of Minnesota