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OPENING STATEMENT

Experienced and educated financial professional seeking a challenging opportunity within the fields of Operations, Treasury, Client Onboarding and Client Relations.

EDUCATION

PROFESSIONAL TRAINING

Feb 2015

Series 99: Operations Professional Qualification Exam (CRD #6397723)

FINRA
Dec 2010

Investment Administration Qualification (IAQ)

CISI

Certificates: Global Securities Operations / OTC Derivatives / Operational Risk

Sep 2010

Chartered Alternative Investment Analyst (CAIA #4804)

CAIAA
May 2010

Islamic Finance Qualification (IFQ)

CISI
Mar 2010

Foundation Certificate in International Trust Management

STEP
Nov 2006

Capital Markets and Financial Instruments Certificate

ICMA / IFBL

WORK EXPERIENCE

Nov 2017Present

Authorized Officer - Securities Lending - Settlements

UBS
  • Provide direct support to the Securities Lending Sales and Trading team through domestic and international settlements of borrows and loans, as well as break research and resolutions, and liaising with Middle Office
  • Proficient in the use of Global One, Loanet, Martini, DTC, OCC and ADP/Broadridge
Sep 2016Oct 2017

Specialist - Move Money Solutions

Charles Schwab
  • Took ownership of all client related money movements, including FX, ACH/EFT, wires, checks and journals
  • Ensured the protection of the firm and its clients through active fraud and money laundering mitigation
Sep 2015Jan 2016

Senior Associate - Project Manager

BNY Mellon
  • Coordinated with 10 operational teams as part of the Bridgewater Middle Office implementation project
Jan 2012Sep 2015

Associate (Team Lead) - Global Prime Brokerage

Deutsche Bank
  • Facilitated the transition and onboarding process of new hedge fund and institutional clients from across the bank’s global sales force, including pipeline delegation, client interaction, and document collection and review
  • Delivered continuous support to internal and external parties by providing solutions to myriad daily challenges associated with systems integration, ongoing projects, regulatory requirements and complex products
  • Knowledgeable of KYC/AML, CDD/EDD, CIP, EMIR, FATCA and Dodd-Frank requirements
Nov 2010Dec 2011

Program Coordinator - EMEA

Luxembourg Securities Holdings SA
  • Responsible for the establishment, oversight, functioning and statutory good standing of an Insurance-Linked Securities debt product that targets Liability-Driven Investment strategies for institutional investors
  • Performed as the primary facilitator to every aspect of the project, including capital raisers, investors, investment managers, promoters, various industry agents and professional services firms
Nov 2007Jul 2010

Business Development Manager - Structured Finance

Equity Trust
  • Functioned as part of a team to structure and manage Securitisation Vehicles and Funds
  • Served as the client interface for all new institutional structured finance and fund related projects
  • Sourced new prospects through various mechanisms, such as presentations, cold calls, and networks
  • Coordinated with all institutional servicing agents to the project, such as the central administrator, registrar, custodian, prime broker, ICSDs, exchanges, and domiciliation, issuing, listing, and paying agents, to make certain of a successful launch and continuation of the issue
  • Reviewed and prepared Service Level Agreements (SLA), Requests for Proposal (RFP), Prospectuses, and various other engagement and functional agreements
Jun 2006Nov 2007

Account Manager - Global Custody - Hedge Funds Dealing

BNP Paribas Securities Services
  • Provided institutional clients with a single source for all global custody related aspects
  • Managed the entire order flow process from trade reception to final settlement
  • Charged with the all encompassing account management of a Fund of Hedge Funds
  • Liaised with all institutional counterparties, both internal and external, to ensure that the client's needs are addressed and resolved in the most timely and effective manner possible
Jun 2003Sep 2005

Site Supervisor / Field Engineer

Cubic Corporation
  • Established, structured, and organized a multimillion dollar contract to provide aircrew training to Royal Saudi Air Force fighter pilots
  • Consistently ensured that effectivity quotas, contractual requirements, and Key Performance Indicators (KPI) were met and accomplished to the best of our team's abilities
Oct 2001Jun 2003

Transient Aircraft Technician (Part Time)

Trailboss Enterprises Inc.
  • Provided support and continuity for NATO and US transient aircraft, Distinguished Visitors / VIPs, and contingency airlift
  • Supplemented the overall planning and project structure through the creation of statistical analysis presentations
Jan 1997Jun 2003

Supervisory Accounting Assistant (In-Store Bank)

Army and Air Force Exchange Service
  • Facilitated retail back-office procedures through customer service interaction, cash and negotiable instrument handling, daily reconciliation, and inventory upkeep
  • As supervisor, oversaw and directed 5 employees, vault cash reserves, and overall daily financial operations
  • Performed all functions to include internal control, pilferage reduction/security oversight, cost cutting, and scheduling of inventory and personnel
Feb 1998Apr 1999

Insurance Agent

Neckura Insurance (Nationwide)
  • NATO General Auto Insurance Agent which presided over a €200,000 portfolio
  • Maintained and controlled all facets of self-operated office environment, as well as management of the agency's website
  • Increased customer traffic by cross-selling additional services and products such as liability/household insurance, loan brokerage, sale of cellular telephones, and internet access through Gigabell AG
Jul 1993Jul 1997

F-15/F-16 Avionics Systems Technician

United States Air Force (Reserves: 1997-2007)
  • Responsible for trouble-shooting, inspecting and repair of fighter aircraft avionics and electrical systems
  • Coordinated and controlled special projects and events which were time essential and critical in nature
  • Initiated directives for faster and safer maintenance techniques
  • Proficiently maintained and supervised over highly sensitive materials and information

PRINCIPAL ABILITIES

  • Thrive in chaotic and hectic work environments
  • Energetic, professional and with an unwavering client focus
  • Strong ability to quickly learn and comprehend complex and detailed tasks
  • Thorough working knowledge of PC operating platforms and MS Office Suite software, as well as general familiarity with SharePoint, SunGard, Advent, SWIFT, Markit, Bloomberg and related financial programs