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Work experience


Senior VP Research Analyst/Head of Financials Coverage

Kaufman Bros., L.P.

Areas of Coverage:  Regional Banks, Debt Purchasing, Companies, Education Finance Companies, Online Finance Companies, Online Broker/Dealers


Partner/Senior Research Analyst

ThinkEquity Partners, LLC

Areas of Coverage: Regional banks, including Puerto Rico, Accounts Receivable Management (ARM) companies, Education Finance Lenders, Asset Managers/Financial Holding Co’s.

Forbes Magazine – StarMine Performance

-#1 rank in commercial bank stock selection in 2006 with 19% excess return

-#7 rank overall among all analysts and industries


Senior Vice President/Senior Research Analyst/Co-Director of Research

Brean Murray & Co., Inc.

Focused on small/midcap growth companies.

Research focused on: specialty finance, banks, mortgage banks, special situations

Recognized expert in developingcoverage of – Puerto Rico Banks

Developed first Puerto Rico Bank Conference Nov., 2001

Stock Selections appreciation +100% each year 2001-2004

Five Star rated Star Mine ratings on All Banks Covered


General Partner and Portfolio Manager

Universal Gateway Fund, L.P.

Director of Equity Strategy & Research

Freimark Blair, Inc.
Developed strategic outlook for small cap companies. Built small cap strategy effort and performed research analysis. Focused on secular analysis and small cap research. Created small cap client base. Generated client contact, research events. Strategic Focus – research on smaller cap, higher growth companies.

Senior Vice President, Equity Portfolio Manager, Director of Small Caps

SunAmerica Asset Management, Inc.

Built and Managed five star rated funds - $600 million of small cap and mid cap high growth equity. Built small cap research effort. Successfully grew assets from $40 to $600 million. Managed small cap analysts. Focused on capitalization from $50 million to $5 billion. Numerous interviews in Barron’s, Money Magazine and CNN. Returns in top 20%. Listed in 1997 publication “The Best Mutual Funds in the U.S.” 3 Year Return 20.21%



Insurance Agent

State of Florida

Series 7, 63, 16, 66, 86, 87

Financial Industry Regulatory Authority (FINRA)

White Paper

My Most Recent Employers

Alma Maters

Interviewed in:


Available upon request.


The majority of my professional life has been as a financial analyst and portfolio manager of equities in mutual funds.I have enjoyed the research process of studying balance sheets and income statements and doing modeling, as well as peppering managers with questions to understand their strategy and operating model.I am a good judge of people, and recommending investments that generally do well is part art and part scientific research and financial estimating.

I am excellent at research and analysis and constantly curious – about processes, people, events and information.I am highly task-oriented and am a “go-to” person with a huge sense of responsibility.I will not quit until the work or mission is done!I try to be as efficient as possible, and do a job well, comprehensively and on time – the first time!I think on time, on budget would describe my work ethic.

I am creative, as well as analytical, and have worked as a writer and journalist, as well as in media and public relations, and enjoy the creative process.I have excellent verbal and written skills and I think and speak clearly.I am a skilled public speaker.I am a person that a company can rely upon to be a highly effective communicator and representative for the firm and have done so in the past on many occasions.

I am achievement-oriented and use my many years of financial and business experience, combined with my skills with people, writing, editing, researching, finance, accounting, marketing, analysis and creativity, to accomplish outstanding work in a responsible, time and cost effective manner.I always think like an owner, not an employee.