Chief Operations Officer

Equities Operations


Equities COO|Senior Business Manager|Head of Change Management|Regional Head of Operations|Off-shoring|Tier 1

I am open to global locations.

Over 15 years’ experience of successfully providing innovative, strategic and operations leadership in multiple regions (Europe, North America, Australia, India and Asia PAC) especially during uniquely challenging situations.

Work History

Work History
Dec 2012 - Present


DLJ Consult Pte. Ltd.

A dynamic, logical, intuitive and results-oriented and accountable leader with a proven track record of meeting set objectives in various global high-paced organizations. Experienced in a broad range of derivatives products and operations functions from management, strategic planning to project management, business process outsourcing and technology. Strong analytic and operational skills coupled with excellent problem-solving ability and disciplined execution. Highly skilled, mobile and capable of utilizing experience, insights, drive improvements and implement business strategies and operational (industry, regulatory and technology) best practices. Lets connect and contact me: Phone♛ +1201-281-3446 Email ☛

Jul 2010 - Mar 2012

Equity|Chief Operations Officer|Senior Business Manager

Standard Chartered Bank

As Chief Operations Officer I drafted exchange license documentation, submitted key exchange technology and processing requirements to gain Trading and Clearing Membership to Singapore Exchange Limited on behalf of the newly established Securities Company.

Feb 2008 - Jul 2010

Head of Equity Change Management


responsible for managing a small team of business analyst within the equity operations department to deliver several key investment projects to boost internal productivity in process and increase client volume with funding established at 2.1 million GBP. Notable Accomplishment: • Managed and delivered regional to global change projects within operations which included (confirmations, settlements and middle office).

Nov 2005 - Jun 2007

Head of APAC Operations

Deutsche Bank

Responsible for managing the operations department in Sydney and Bangalore, consisting of 250 + full-time staff generating, affirming and electronic matching Rates, Structured products, Credit and Equities confirmations. Notable Accomplishments: • As People Forum chair -assisted various levels of employees with the design and implementation of DB first innovation programme. This internal venture fostered, incubated, provide financial support of employee generated ideas , in order to improve and increase productivity in various areas within operations –which would result in increase client satisfaction, increase business revenue and employee work satisfaction. • Successfully interviewed and set-up headcount operations team in Bangalore, India as apart of the bank off-shoring strategy to reduce location spend, provide follow the sun service strategy and right size high cost primary location. • Developed retention strategy which was used as a global model • Reduced outstanding and aged confirmation from 16k to less than 3k across all products.

Jan 2000 - Sep 2005

Global Operations Program Director

JPMorgan Chase

Responsible for mapping, designing and documenting business processes for a scope of Rates, Credit, Equities, Structured products, Fixed Income, Commodities and Second Stock Borrow Loan operations migration projects. Document end to end processes which ensured robust project scope and delivery. Duties also included finance tracking, reporting on progress via global senior management forum and setting clear turn around time to govern processes towards higher service quality, trade cycle enrichment, providing staff product/technology training and interim day to day line manager.


Jan 1996 - Dec 1996

Post graduate certificate, Corporate law

Fairleigh Dickinson University
Sep 1990 - Oct 1995


Fairleigh Dickinson University