- Handling day to day operations of the company. Handling team of 6 members. Maintaining weekly reports of the sales and maintaining record of sales performance of team and providing to CEO for annual review. Ensuring that KYC Documents submitted by Sales people are as per requirements. Assisting team with queries regarding company products and trained new lots on the floor with company products and services. Overseeing and performing process of opening of the clients’ accounts (verifying clients documentation, maintenance of back office system), approving deposits and withdrawals, Balancing and reconciliation of clients’ funds, cash accounts, and investigation of possible discrepancies on a daily basis, Dealing with issues such as transaction monitoring and filtering in order to comply with AML regulations, Calculation of capital requirements, preparing risk reports for internal and external purposes, Ensuring regulatory reporting requirements are met (reporting to SCA, Central Bank regularly). Maintaining physical documents and ensuring back up of data is updated and maintained. Searched various websites including Bloomberg, Investing, Reuters and others to create Morning Report each day. Reviewing and signing off the account opening documentation and client on boarding due diligence checks in accordance with KYC procedures and regulatory requirements. Managing key compliance systems such as Customer Screening, Transaction Screening, AML Monitoring. Developing, initiating, maintaining, and reviewing policies and procedures for the general operation of the Compliance Program. Provide awareness on compliance issues to peers. Ensuring annual audit done properly. Trading on Company's proprietary account and made consistent profit of 2% per month, excluding brokerage charges.