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I have a very keen interest in portrait photography. I attended a wedding and portrait course in 2005 as I wanted to develop my skills in the field. I have covered a number of weddings on a casual basis.

I am also a keen ten-pin bowler. I joined an international league in 1982 but sadly this was discontinued in 1984. I enjoy this pleasure and regularly play with my 19 year old son.


I am looking for an opportunity to manage a small team whereby I can focus on using the skills I have gained over the years to strengthen them and move the area forwards. My strength is in the corporate actions area of asset servicing but I have learnt a great deal in the last six months on custody having been required to take the lead on a difficult audit at the beginning of this year.


Graeme Stubbs

I worked with Andrew for four years and found him to be one of the most committed and reliable team members that I have experienced. Andrew was not only totally committed to completing the task at hand, but always looking at ways in which things could be better and more efficient manner from a risk and effort perspective. In looking to improve things, Andrew spent much of his own time trialling potential database solutions to problems. I would add, that during the time spent working with Andrew he showed himself to be able to deal very well with clients, frequently getting their praise. Should a further reference be required, I would be happy to provide a telephone reference by appointment. Graeme Stubbs JB Were Pty NZ [email protected]


After 28 years in the industry I have been given the opportunity to manage a small team at Standard Bank from February 2010. 

In my long career I have experienced all aspects of asset servicing through reconciliation, processing, and completion of both cash and stock events, up to and including any required tax reclamation. I have also gained good experience at large houses of the manufactured dividend process and that risks associated should correct documentation not be in place. Latterly I have also been involved in the issuance process at Standard bank where they have issued their own paper based on exotic markets across the globe as well as acting as the calculation and paying agent for such issues. I have learnt the importance of good relationships with all stakeholders' of the bank to ensure everyone's interest is at the forefront of any role I have undertaken.

I now have the chance to stamp my mark on the section under the mentoring of a strong senior manager brought in from South Africa to oversee the entire settlements department in operations. I am now honing my management skills within the area to include involvement in recruitment, team building, 1:1 meetings, and staff appraisals.

Work experience

Mar 2006Present

Senior Staff, Custody and Asset Servicing

Standard Bank


  • Manager of a small team of four people (2 permanent and 2 contractors) within the custody and asset servicing area.
  • Involvement in the recruitment of new team members whilst being mentored by a new settlements manager being brought in from our head office.
  • 1:1 meetings with all members of the team to discuss issues, staff training, progress, and the future.
  • Appraisals of permanent team members at half year and end of year.
  • Attending project meetings to discuss and plan system improvements.
  • Review of Working Instructions for each task within the team to ensure up to date.
  • End of Day sign off of all manual tasks for each team member.
  • Daily sign off of all accounts for balance sheet substantiation.
  • Daily reporting of KRI's impacting the team to senior management.
  • Maintaing a strong relationship with all internal stakeholders' : Front Office, Trade Support, Controllers, Private Client Services, Settlements, and Operations Risk Management.
  • Maintaining a strong relationship with all external stakeholders': Customers, External Service Providers, and custodians.
  • Stand in for Senior Manager in his absence.


  • Completed a succussful internal and external audit of the custody area having just taken over the area in February 2010.
  • Improved the controls on corporate events by designing an access database to record and track all events to completion. Reports were then available to management for MIS reporting and the management of risk.
  • Improved the controls on custody invoicing by designing an access database to calculate, generate, and track the quarterly invoices issued by the bank against all custody clients. Reports were then available to monitor the progress of outstanding invoices and quantify fees received for MIS reporting.
  • Took on the responsibility of the issuance process when it was introduced to the area. Improved the controls on the process by designing an access database to track all issues and ensure that any actions such as income calculation and payment were made on a timely basis. Reports were then available for MIS reporting.
  • Participated in the development of a reconciliation tool provided by an external vendor to ensure that all cash events were captured by the area to minimise risk by virtue of swift messages received. This is now being upgraded to include a Telekurs feed. 
Jan 2006Mar 2006

Temporary Asset Servicing Clerk

JP Morgan Chase


  • Capturing all event information received via swift from agents of the bank.
  • Logging of all events on a database for monitoring purposes.
  • Reconciliation of all events prior to passing on to the processing team.
  • Covering for the processing team when required.


  • Setting up of an access database to record and monitor all events.
  • Setting up of an access database to record and track any customer queries.
  • The customer query database was then extended across the whole of operations so that management could track all customer queries.
Mar 2001Dec 2005

Corporate Actions Supervisor

Citigroup Global Markets


September 2005 - December 2005

  • Team member of the coupon backlog team when function was brought back from Dublin.
  • Reconciliation of the Argentina stock event whcih took place at the beginning of 2005.

March 2005 - September 2005

  • Supervisor of small team of three people in Fixed Income corporate events.
  • Processing of all Fixed Income corporate events from start to finish.
  • Assisting the Equity corporate events team as an when required.

March 2004 - March 2005

  • Team member of three people covering all Fixed Income corporate events.

March 2001 - March 2004

  • Team member of cash event processing which was split into three groups: Reconciliation of event, processing of event, and following up on outstanding claims.
  • Over three years I was a member of each section of cash event processing.
  • Covered equity and fixed income products across all markets.
  • Function was outsourced to Dublin in March 2004.
Dec 1996Mar 2001

Asset Servicing Clerk

Morgan Stanley


March 1999 - March 2001

  • Processing of stock lending equity corporate events for section of markets.
  • This included both mandatory and voluntary events.

Dec 1996 - March 1999

  • Processing of stock lending equity dividends for all markets.
  • Responsibility for ensuring that manufactured dividend rules were strictly adhered to.
  • Cross training of all new members of staff who joined the team.
  • Cover for the manager when required including attandance of management meetings.


  • Participation in UAT for new stock lending dividends system.
  • Participation in EUR conversion at end of 1999.
  • Team leader in Y2K at end of 2000.
  • Chaired weekly forum with members of operations to raise any issues across the department with Operations Head. 
Jun 1979Dec 1996

Other Roles

Dec 1995 - Dec 1996

Daiwa Europe Limited

  • Prime Broker corporate events processing for new area set up within company.
  • UAT testing for new corporate actions system.
  • Cover for Prime Broker margining team.

Jun 1987 - Dec 1995

BZW Securities Limited

Jan 1993 - Dec 1995 Global Corporate Actions, Tax Reclamations, Cover for Treasury Funding.

Jan 1990 - Dec 1992 UK Market Making Corporate Actions.

Jan 1989 - Dec 1989 UK Agency Corporate Actions.

Jan 1988 - Dec 1988 UK Market Making Dividends.

Jun 1987 - Dec 1988 UK Agency Dividends.

Jun 1984 - Jun 1987

W Greenwell & Co

  • Computer support to the trading floor.
  • Production of daily Fixed Income statistical data sheets.

Jun 1982 - Jun 1984

L Messel & Co

  • UK Settlements Clerk
  • Dividend Settlements Clerk

Jan 1981 - Jun 1982

Laurie, Milbank & Co

  • Assistant Cashier
  • UK Settlements cover
  • Jobbers Ledger cover

Jun 1979 - Jan 1981

Conservative & Unionist Central Office

  • Bought Ledger Clerk
  • MP's Expenses Clerk
  • Sales Ledger cover 


Sep 1973Jul 1978

Pelham High School

Qualifications Gained

'A' Levels


Further Mathematics

'O' Levels


Additional Mathematics