An MBA, MBL (Masters in Management & Law) from National Law University – specializing in General Management and Corporate laws, with 5 years of experience in Financial Services operations and compliance functions spanning across Banking and Insurance Sector. Starting December 2004 worked at various middle and senior level positions in corporate sector with companies like, Kotak Mahindra Old Mutual Life Insurance Company Limited, HDFC Bank (erstwhile Centurion Bank of Punjab), Goldman Sachs and ICICI Lombard GIC Ltd. Handled profiles at both Corporate as well as Regional levels. Currently a consultant with Mindspright Consultancy, Mumbai, advising on Securities Market and Capital Market related issues (Including Corporate Laws Compliance). Keen interest in devising business strategies for SMEs. 


To create a symbiotic relationship & optimally utilize the professional acquaintance striving to achieve organizational objectives coupled with self orientation.


Designing Communication pieces and Interactive Training Sessions

Work History

Work History
May 2010 - Present


Mindspright Consultants

Mindspright Consultants is involved in representing clients before the market regulators for various matters, obtaining registration of intermediaries with SEBI, advising corporates for their Initial Public Offers which include advising on offer document, liasoning with stock exchanges and Due Diligence. Other areas of practice include Corporate Compliance Management, Corporate Restructuring Advisory etc

  • Capital Market Regulatory Advisory
  • Corporate & Securities Laws Advisory
  • Corporate Compliance Management Consultancy
Apr 2008 - May 2010

Cluster Manager

ICICI Lombard General Insurance Ltd.

·Branch Servicing Responsibilities

a)Ensuring Prompt Policy Servicing, with due compliance of Underwriting Guidelines

b)Adherence of TAT for policy generation and Endorsements

c)Quality Check (Both at the Branch Level & PH), Discrepancy identification & Resolution

d)Ensuring accurate cashiering and banking of Reconciliation

e)Co-ordinate all technical & Quality audits at branches

·Claims Servicing Responsibilities

a)Coordination with regional team to facilitate faster settlement

·Administrative Responsibilities

a)Coordinating the roll out and closure of branches at regional level

b)Supervising Vendor Coordination and Smooth flow of administrative functions like travel and stay arrangements & agent meets, with strict focus on cost control

·Customer Servicing Responsibilities

a)Training the team on Handling customer queries and satisfactory & timely resolution of the same

b)Implementing quality initiatives in Branches across the areas of operations. Handling escalations of customer queries and satisfactory resolution of the same

·Training Responsibilities

a)Training the team on all new processes and products

b)Training Agents on new products & handling special training needs raised by the business team

Jul 2007 - Apr 2008

Analyst, Compliance

Goldman Sachs

Handling the Compliance Account Implementation

  • Handling the PWM Account opening and Implementation (including Credit and risk assessment), identifying key risk factors in Client Agreement and coding the same
  • Ensure compliance with AML/KYC requirements governing account opening
  • Training the team on compliance issues and new products.
Jun 2006 - Jul 2007

Relationship Manager

Centurion Bank of Punjab

Handling the Retail Products portfolio

·Handling the Advisory function for Wealth Management Products

·Interacting with Customers, helping them plan their finances on basis of Risk Profiling and resolving customer queries

·Training the team on various products and soft skills and Coordinating to ensure smooth functioning and achieving targets

Jul 2005 - Jul 2006

Asst Manager

Kotak Mahindra Old Mutual Life Insurance Co. Ltd.

Handling the Channel Development funcrtion

·Ensuring the percolation of HO initiated marketing initiatives to the branches in the region and handling the trade marketing function.

·Development and testing of the Rewards and Recognition program “My Kotak Life”.

·Training the sales team and Life Advisors on “My Kotak Life”. Preparation of Newsletters for various teams


Jun 2002 - Jun 2005

Masters in Management & Law

National Law University

M.B.A, M.B.L (2002-05) from The School of Management Studies, National Law University, Jodhpur, CGPA of 6.29

May 2002 - Jun 2001

Post Graduate Diploma in Foreign Trade and International Finance

Jai Narayan Vyas University, Jodhpur

Post Graduate Diploma in Foreign Trade and International Finance, 2002, Jai Narayan Vyas University, Jodhpur



Customer Service

Cost Effective Administration

Staff Training & Devlopment

Service Delivery

Operational Efficiencies